Navigating Compliance as an Appointed Representative under FCA

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2023-11-23 09:12:21 -

For an appointed representative (AR) operating under the Financial Conduct Authority (FCA), navigating compliance requirements is fundamental. Upholding regulatory standards while offering financial services is a cornerstone of this role. Compliance Framework and Reporting ARs must establish robust compliance frameworks aligned with FCA regulations. This involves maintaining accurate records,...

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