David Rogroger

David Rogroger

@davidrogroger099

2 Posts

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10/08/1998

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David Rogroger @davidrogroger099 added blog in Other
2023-11-23 09:12:21 ·

Navigating Compliance as an Appointed Representative under FCA

For an appointed representative (AR) operating under the Financial Conduct Authority (FCA), navigating compliance requirements is fundamental. Upholding regulatory standards while offering financial services is a cornerstone of this role. Compliance Framework and Reporting ARs must establish robust compliance frameworks aligned with FCA regulations. This involves maintaining accurate records,...

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David Rogroger @davidrogroger099 updated the profile picture
2023-11-23 09:07:56 ·

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