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Navigating Compliance as an Appointed Representative under FCAFor an appointed representative (AR) operating under the Financial Conduct Authority (FCA), navigating compliance requirements is fundamental. Upholding regulatory standards while offering financial services is a cornerstone of this role. Compliance Framework and Reporting ARs must establish robust compliance frameworks aligned with FCA regulations. This involves maintaining accurate records,...0 Commenti 0 condivisioni 514 Views 0 AnteprimaEffettua l'accesso per mettere mi piace, condividere e commentare!
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