Navigating Compliance as an Appointed Representative under FCA

Ajouter une nouvelle offre d'emploi Autre

2023-11-23 09:12:21 -

For an appointed representative (AR) operating under the Financial Conduct Authority (FCA), navigating compliance requirements is fundamental. Upholding regulatory standards while offering financial services is a cornerstone of this role. Compliance Framework and Reporting ARs must establish robust compliance frameworks aligned with FCA regulations. This involves maintaining accurate records,...

0 Commentaires 0 Parts 520 Vue 0 Aperçu